Form 4 for AXTI AXT INC
Accepted 2022-08-02 00:00:00 ET · period of report 2022-07-29 · accession 0001415889-22-008101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-08-02 | 2022-07-29+ | AXTI | FISCHER GARY L | VP, CFO, CORP SEC | S - Sale | $8.63 | -100.0K | 279.0K | -26% | -$862.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-29 | S | D | 60,000 | $8.25 | 319,020 | D | — | — | (F1) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022. |
| 2 | Common | Common Stock | 2022-08-01 | S | D | 40,000 | $9.19 | 279,020 | D | — | — | (F2) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022. |