Form 4 for SES SES AI Corp
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001415889-22-008772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-17 | 2022-08-15+ | SES | Makharia Rohit | Pres, CHIEF OP. Off | S - Sale+OE | $5.14 | -246.6K | 0 | -100% | -$1.27M |
| DM | 2022-08-17 | 2022-08-15+ | SES | Makharia Rohit | Pres, CHIEF OP. Off | M - OptEx | $0.16 | +246.6K | 128.9K | New | +$39.5K |
| DM | 2022-08-17 | 2022-08-15+ | SES | Makharia Rohit | Pres, CHIEF OP. Off | M - OptEx | $0.00 | -246.6K | 6.97M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-16 | S | D | 128,942 | $5.02 | 0 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-08-15 | S | D | 117,688 | $5.27 | 0 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2368 to $5.2884, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2022-08-15 | M | A | 117,688 | $0.16 | 117,688 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-08-16 | M | A | 128,942 | $0.16 | 128,942 | D | — | — | |
| 5 | Derivative | Stock Option | 2022-08-16 | M | D | 128,942 | $0.00 | 6,844,452 | D | $0.16 · — to 2031-02-28 | 128,942 Class A Common Stock | (F3) Reflects options granted on March 1, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. |
| 6 | Derivative | Stock Option | 2022-08-15 | M | D | 117,688 | $0.00 | 6,973,394 | D | $0.16 · — to 2031-02-28 | 117,688 Class A Common Stock | (F2) Reflects options granted on March 1, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. |