Form 4 for ELUT ELUTIA INC.
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-08 · accession 0001415889-22-009536 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-12 | 2022-09-08 | ELUT | Riebman Jerome | Chief MEDICAL Off | M - OptEx | — | +14.8K | 20.1K | +277% | — |
| D | 2022-09-12 | 2022-09-08 | ELUT | Riebman Jerome | Chief MEDICAL Off | F - Tax | $7.30 | -5,104 | 15.0K | -25% | -$37.3K |
| D | 2022-09-12 | 2022-09-08 | ELUT | Riebman Jerome | Chief MEDICAL Off | M - OptEx | $0.00 | -14.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-08 | M | A | 14,758 | — | 20,093 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. (F2) Includes one share of the Issuer's Class A Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2022-09-08 | F | D | 5,104 | $7.30 | 14,989 | D | — | — | (F3) Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-09-08 | M | D | 14,758 | $0.00 | 0 | D | — · — to — | 14,758 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. (F4) The restricted stock units granted on March 8, 2022 vested in full on September 8, 2022. |