Form 4 for AXTI AXT INC
Accepted 2022-11-01 00:00:00 ET · period of report 2022-10-28 · accession 0001415889-22-010969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | 2022-10-28 | AXTI | YOUNG MORRIS S | COB AND CEO, Dir | A - Grant | $0.00 | +111.8K | 2.09M | +6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-28 | A | A | 111,795 | $0.00 | 2,093,475 | D | — | — | (F1) This total includes 1,876,768 shares of common stock held by the Reporting Person and the Young Family Trust for which the Reporting Person serves as trustee; In 2019 two additional GRATS were established with 108,112 shares each for which the Reporting Person serves as trustee; and 483 shares of common stock held by the Morris Young Family Ltd. P artnership. The Reporting P erson disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting P erson is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. |