Form 4 for WINA WINMARK CORP
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0001415889-22-011059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-03 | 2022-11-02 | WINA | HEFFES BRETT D | COB AND CEO, Dir | G - Gift | $0.00 | -1,600 | 108.5K | -1% | $0 |
| DM | 2022-11-03 | 2022-11-01 | WINA | HEFFES BRETT D | COB AND CEO, Dir | S - Sale+OE | $251.30 | -7,900 | 115.0K | -6% | -$1.99M |
| DM | 2022-11-03 | 2022-11-01 | WINA | HEFFES BRETT D | COB AND CEO, Dir | M - OptEx | $94.23 | +10.4K | 109.5K | +10% | +$980.0K |
| DM | 2022-11-03 | 2022-11-01 | WINA | HEFFES BRETT D | COB AND CEO, Dir | M - OptEx | $94.23 | -10.4K | 3,129 | -77% | -$980.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-02 | G | D | 1,600 | $0.00 | 108,500 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-01 | S | D | 937 | $252.47 | 114,026 | D | — | — | (F2) 937 shares sold at an average price of $252.47 with a range of $252.07 to $252.88, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 3 | Common | Common Stock | 2022-11-01 | S | D | 2,917 | $251.71 | 111,109 | D | — | — | (F3) 2,917 shares sold at an average price of $251.71, with a range of $251.05 to $252.03, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 4 | Common | Common Stock | 2022-11-01 | S | D | 3,509 | $250.24 | 107,600 | D | — | — | (F4) 3,509 shares sold at an average price of $250.24, with a range of $250.00 to $250.95, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 5 | Common | Common Stock | 2022-11-01 | M | A | 1,684 | $90.99 | 109,284 | D | — | — | |
| 6 | Common | Common Stock | 2022-11-01 | M | A | 816 | $122.50 | 110,100 | D | — | — | |
| 7 | Common | Common Stock | 2022-11-01 | M | A | 854 | $98.25 | 115,500 | D | — | — | |
| 8 | Common | Common Stock | 2022-11-01 | M | A | 5,116 | $90.99 | 114,646 | D | — | — | |
| 9 | Common | Common Stock | 2022-11-01 | M | A | 1,930 | $91.93 | 109,530 | D | — | — | |
| 10 | Common | Common Stock | 2022-11-01 | S | D | 537 | $253.97 | 114,963 | D | — | — | (F1) 537 shares sold at an average price of $253.97, with a range of $253.30 to $254.24, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | D | 816 | $122.50 | 4,184 | D | $122.50 · 2018-06-01 to 2027-06-01 | 5,000 Common Stock | (F5) 25% per year for four years. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | D | 6,800 | $90.99 | 0 | D | $90.99 · 2016-12-14 to 2025-12-14 | 6,800 Common Stock | (F5) 25% per year for four years. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | D | 1,930 | $91.93 | 0 | D | $91.93 · 2016-06-01 to 2025-06-01 | 1,930 Common Stock | (F5) 25% per year for four years. |
| 14 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | D | 854 | $98.25 | 3,129 | D | $98.25 · 2017-06-01 to 2026-06-01 | 3,983 Common Stock | (F5) 25% per year for four years. |