Form 4 for APT ALPHA PRO TECH LTD
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0001415889-22-011429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-16 | 2022-11-14 | APT | RITOTA JOHN | Dir | M - OptEx | $3.90 | +5,000 | 36.5K | +16% | +$19.5K |
| D | 2022-11-16 | 2022-11-14 | APT | RITOTA JOHN | Dir | S - Sale+OE | $4.15 | -5,000 | 31.5K | -14% | -$20.8K |
| D | 2022-11-16 | 2022-11-14 | APT | RITOTA JOHN | Dir | M - OptEx | $3.90 | -5,000 | 34.9K | -13% | -$19.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-14 | M | A | 5,000 | $3.90 | 36,463 | D | — | — | (F1) Represents shares of time-based restricted stock granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement |
| 2 | Common | Common Stock | 2022-11-14 | S | D | 5,000 | $4.15 | 31,463 | D | — | — | |
| 3 | Derivative | options | 2022-11-14 | M | D | 5,000 | $3.90 | 34,900 | D | $3.90 · 2020-12-19 to 2022-12-18 | 5,000 common stock |