Form 4 for GKOS GLAUKOS Corp
Accepted 2022-12-05 00:00:00 ET · period of report 2022-09-15 · accession 0001415889-22-012085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-05 | 2022-09-15 | GKOS | Navratil Tomas | Chief DEVELOPMENT Off | A - Grant | $0.00 | +1,949 | 39.1K | +5% | $0 | |
| 2022-12-05 | 2022-11-25 | GKOS | Navratil Tomas | Chief DEVELOPMENT Off | F - Tax | $53.41 | -338 | 38.8K | -0.9% | -$18.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-15 | A | A | 1,949 | $0.00 | 39,140 | D | — | — | (F1) Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on September 15, 2022 that one of the operational targets had been achieved. The Reporting Person elected to receive this performance grant in the form of restricted stock units. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein vested and was delivered on November 25, 2022 and the remaining 50% will vest and be delivered on August 2, 2023. (F2) Includes 35,971 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2022-11-25 | F | D | 338 | $53.41 | 38,802 | D | — | — | (F3) Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021. (F4) Includes 34,996 restricted stock units that have not yet vested or been delivered to the Reporting Person. |