Form 4 for BWB Bridgewater Bancshares Inc
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-05 · accession 0001415889-22-012123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-06 | 2022-12-05 | BWB | Place Nicholas L. | Chief LENDING Off | M - OptEx | $3.29 | +10.0K | 85.3K | +13% | +$32.9K |
| DM | 2022-12-06 | 2022-12-05 | BWB | Place Nicholas L. | Chief LENDING Off | X - OptEx | $0.00 | -10.0K | 20.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | M | A | 5,000 | $3.00 | 80,274 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-05 | M | A | 5,000 | $3.58 | 85,274 | D | — | — | |
| 3 | Derivative | option to buy | 2022-12-05 | X | D | 5,000 | $0.00 | 0 | D | $3.00 · — to 2023-12-31 | 5,000 Common Stock | (F1) Options to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan. (F2) Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. |
| 4 | Derivative | option to buy | 2022-12-05 | X | D | 5,000 | $0.00 | 20,000 | D | $3.58 · — to 2024-12-31 | 5,000 Common Stock | (F3) Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. (F4) Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015. |