Form 4 for NBHC National Bank Holdings Corp
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001415889-22-012569 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-14 | 2022-12-12 | NBHC | Birkans Aldis | CFO | F - Tax | $43.48 | -2,373 | 28.7K | -8% | -$103.2K |
| D | 2022-12-14 | 2022-12-12 | NBHC | Birkans Aldis | CFO | M - OptEx | $18.09 | +3,530 | 31.1K | +13% | +$63.9K |
| D | 2022-12-14 | 2022-12-12 | NBHC | Birkans Aldis | CFO | M - OptEx | $0.00 | -3,530 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-12 | F | D | 2,373 | $43.48 | 28,711 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-12 | M | A | 3,530 | $18.09 | 31,084 | D | — | — | (F1) Includes 340 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-12 | M | D | 3,530 | $0.00 | 0 | D | $18.09 · — to 2023-05-02 | 3,530 Common Stock | (F2) Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on May 2, 2016. |