Form 4 for ESCA ESCALADE INC
Accepted 2023-01-03 00:00:00 ET · period of report 2023-01-01 · accession 0001415889-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-03 | 2023-01-01 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | — | +18.1K | 309.0K | +6% | — |
| D | 2023-01-03 | 2023-01-01 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | $0.00 | -18.1K | 36.1K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | M | A | 18,050 | — | 309,013 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 18,050 | $0.00 | 36,102 | D | — · — to 2025-01-01 | 18,050 Common Stock | (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F3) On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President, of which one third (18,050) vested and settled as of January 1, 2023 as reported on this Form 4.. The remaining RSUs will vest in increments of 18,050 on each of January 1, 2024, and January 1, 2025. |