Form 4 for NTRA Natera, Inc.
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-07 · accession 0001415889-23-000762 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-10 | 2023-01-07+ | NTRA | Schueren Robert Alan | COO | M - OptEx | $13.01 | +7,923 | 11.8K | +203% | +$103.1K |
| D | 2023-01-10 | 2023-01-09 | NTRA | Schueren Robert Alan | COO | S - Sale+OE | $37.62 | -2,244 | 7,886 | -22% | -$84.4K |
| DM | 2023-01-10 | 2023-01-07+ | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -7,923 | 38.1K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-07 | M | A | 3,985 | — | 10,130 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2023-01-09 | S | D | 2,244 | $37.62 | 7,886 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. |
| 3 | Common | Common Stock | 2023-01-10 | M | A | 3,938 | $13.01 | 11,824 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-01-07 | M | D | 3,985 | $0.00 | 0 | D | — · — to — | 3,985 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 5 | Derivative | Stock Option (right to buy) | 2023-01-10 | M | D | 3,938 | $0.00 | 38,134 | D | $13.01 · — to 2029-01-10 | 3,938 Common Stock | (F5) The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. |