Form 4 for SKWD Skyward Specialty Insurance Group, Inc.

Accepted 2023-01-17 00:00:00 ET · period of report 2023-01-12 · accession 0001415889-23-001030 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DMI	2023-01-17	2023-01-12	SKWD	Hays James Charles	Dir	C - Cnv Deriv	—	+2.56M	805.8K	New	—
DMI	2023-01-17	2023-01-12	SKWD	Hays James Charles	Dir	C - Cnv Deriv	—	-309.1K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-01-12	C	A	2,175,851	—	2,175,851	I JWayne, LLC	—	—	(F1) The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO. (F2) The reporting person is the controlling member of the entity.
2	Common	Common Stock	2023-01-12	C	A	383,192	—	805,800	I Marquis Lafayette, LLC	—	—	(F3) The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO. (F2) The reporting person is the controlling member of the entity.
3	Derivative	Preferred Series A Stock	2023-01-12	C	D	46,289.62	—	0	I Marquis Lafayette, LLC	— · — to —	46,289.62 Preferred Series A Stock	(F3) The reporting entity owned 46,289.620 shares of the Company's Preferred Series A Stock, which converted to 383,192 shares of Common Stock upon the consummation of the IPO.
4	Derivative	Preferred Series A Stock	2023-01-12	C	D	262,842.92	—	0	I JWayne, LLC	— · — to —	262,842.92 Preferred Series A Stock	(F1) The reporting entity owned 262,842.919 shares of the Company's Preferred Series A Stock, which converted to 2,175,851 shares of Common Stock upon the consummation of the Company's IPO.