Form 4 for RIOT Riot Platforms, Inc.
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001415889-23-001219 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-19 | 2023-01-17 | RIOT | D'Ambrosio Lance Varro | Dir | S - Sale | $6.39 | -26.0K | 69.4K | -27% | -$166.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-17 | S | D | 26,000 | $6.39 | 69,441 | D | — | — | (F1) The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. (F2) The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.305 to $6.55, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |