Form 4 for AXON Axon Enterprise
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-17 · accession 0001415889-23-001242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-19 | 2023-01-17+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $186.12 | -109.0K | 2.28M | -5% | -$20.29M |
| DM | 2023-01-19 | 2023-01-17+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $183.73 | +180.1K | 2.28M | +9% | +$33.09M |
| DM | 2023-01-19 | 2023-01-17+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -180.1K | 1.26M | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | S | D | 13,314 | $187.44 | 2,285,977 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-01-18 | S | D | 6,336 | $186.60 | 2,299,291 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-01-18 | S | D | 9,336 | $185.46 | 2,305,627 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-01-18 | M | A | 60,229 | $182.27 | 2,314,963 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-17 | S | D | 2,400 | $188.31 | 2,254,734 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-01-17 | S | D | 6,262 | $187.47 | 2,257,134 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2023-01-17 | S | D | 5,638 | $186.47 | 2,263,396 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2023-01-17 | S | D | 3,142 | $186.47 | 2,269,034 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2023-01-17 | M | A | 117,753 | $184.47 | 2,326,233 | D | — | — | |
| 10 | Common | Common Stock | 2023-01-17 | S | D | 54,057 | $185.35 | 2,272,176 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2023-01-19 | S | D | 260 | $185.06 | 2,279,570 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2023-01-19 | S | D | 1,040 | $185.06 | 2,279,830 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2023-01-19 | M | A | 2,140 | $184.06 | 2,280,870 | D | — | — | |
| 14 | Common | Common Stock | 2023-01-18 | S | D | 2,800 | $188.28 | 2,278,730 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Common Stock | 2023-01-18 | S | D | 4,447 | $187.44 | 2,281,530 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Derivative | Employee Stock Option | 2023-01-19 | M | D | 2,140 | $0.00 | 1,196,859 | D | $28.58 · 2021-06-30 to 2028-02-28 | 2,140 Common Stock | |
| 17 | Derivative | Employee Stock Option | 2023-01-18 | M | D | 60,229 | $0.00 | 1,198,999 | D | $28.58 · 2021-06-30 to 2028-02-28 | 60,229 Common Stock | |
| 18 | Derivative | Employee Stock Option | 2023-01-17 | M | D | 117,753 | $0.00 | 1,259,228 | D | $28.58 · 2021-06-30 to 2028-02-28 | 117,753 Common Stock |