Form 4 for NTRA Natera, Inc.
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001415889-23-001421 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-24 | 2023-01-12 | NTRA | Schueren Robert Alan | COO | G - Gift | $0.00 | -1,100 | 114.1K | -1.0% | $0 |
| D | 2023-01-24 | 2023-01-23 | NTRA | Schueren Robert Alan | COO | S - Sale+OE | $41.56 | -4,256 | 4,226 | -50% | -$176.9K |
| DM | 2023-01-24 | 2023-01-20+ | NTRA | Schueren Robert Alan | COO | M - OptEx | — | +8,482 | 7,232 | New | — |
| DM | 2023-01-24 | 2023-01-20+ | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -8,482 | 13.8K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-12 | G | D | 1,100 | $0.00 | 114,141 | I By Robert A Schueren & Deborah A Schueren Rev Trust | — | — | (F4) Represents a charitable contribution by the Reporting Person. (F5) The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-01-23 | S | D | 4,256 | $41.56 | 4,226 | D | — | — | (F3) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. |
| 3 | Common | Common Stock | 2023-01-22 | M | A | 1,250 | — | 8,482 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 4 | Common | Common Stock | 2023-01-20 | M | A | 6,087 | — | 6,087 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F2) Excludes 11,824 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. |
| 5 | Common | Common Stock | 2023-01-21 | M | A | 1,145 | — | 7,232 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 6 | Derivative | Restricted Stock Unit | 2023-01-20 | M | D | 6,087 | $0.00 | 18,261 | D | — · — to — | 6,087 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F6) The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 7 | Derivative | Restricted Stock Unit | 2023-01-21 | M | D | 1,145 | $0.00 | 9,161 | D | — · — to — | 1,145 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F7) The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter |
| 8 | Derivative | Restricted Stock Unit | 2023-01-22 | M | D | 1,250 | $0.00 | 13,750 | D | — · — to — | 1,250 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F8) The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. |