Form 4 for NTRA Natera, Inc.
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001415889-23-001422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-24 | 2023-01-23 | NTRA | Brophy Michael Burkes | CFO | S - Sale+OE | $41.56 | -2,273 | 103.0K | -2% | -$94.5K |
| DM | 2023-01-24 | 2023-01-20+ | NTRA | Brophy Michael Burkes | CFO | M - OptEx | — | +8,482 | 104.0K | +9% | — |
| DM | 2023-01-24 | 2023-01-20+ | NTRA | Brophy Michael Burkes | CFO | M - OptEx | $0.00 | -8,482 | 13.8K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-23 | S | D | 2,273 | $41.56 | 103,023 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. |
| 2 | Common | Common Stock | 2023-01-22 | M | A | 1,250 | — | 105,296 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-01-20 | M | A | 6,087 | — | 102,901 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 4 | Common | Common Stock | 2023-01-21 | M | A | 1,145 | — | 104,046 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 5 | Derivative | Restricted Stock Unit | 2023-01-20 | M | D | 6,087 | $0.00 | 18,261 | D | — · — to — | 6,087 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2023-01-21 | M | D | 1,145 | $0.00 | 9,160 | D | — · — to — | 1,145 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 7 | Derivative | Restricted Stock Unit | 2023-01-22 | M | D | 1,250 | $0.00 | 13,750 | D | — · — to — | 1,250 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter |