Form 4 for AXON Axon Enterprise
Accepted 2023-01-24 00:00:00 ET · period of report 2023-01-20 · accession 0001415889-23-001426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-24 | 2023-01-20+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $189.38 | +33.6K | 2.30M | +1% | +$6.37M |
| DM | 2023-01-24 | 2023-01-20+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $188.64 | +653.9K | 2.33M | +39% | +$123.36M |
| DM | 2023-01-24 | 2023-01-20+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -653.9K | 1.14M | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-23 | S | A | 214,732 | $190.17 | 2,529,563 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-23 | S | D | 53,683 | $190.17 | 2,475,880 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-24 | M | A | 157,415 | $188.96 | 2,633,295 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-24 | S | D | 3,900 | $185.88 | 2,629,395 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-01-24 | S | D | 6,695 | $186.85 | 2,622,700 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-01-24 | S | D | 11,703 | $187.83 | 2,610,997 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2023-01-23 | M | A | 444,266 | $188.95 | 2,744,295 | D | — | — | |
| 8 | Common | Common Stock | 2023-01-20 | S | D | 25,442 | $185.24 | 2,306,389 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2023-01-20 | M | A | 52,261 | $185.02 | 2,331,831 | D | — | — | |
| 10 | Common | Common Stock | 2023-01-24 | S | D | 4,379 | $189.48 | 2,537,694 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2023-01-24 | S | D | 14,741 | $188.94 | 2,542,073 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2023-01-24 | S | D | 54,183 | $188.94 | 2,556,814 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2023-01-20 | S | D | 6,360 | $185.24 | 2,300,029 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Derivative | Employee Stock Option | 2023-01-23 | M | D | 83,622 | $0.00 | 1,060,976 | D | $28.58 · 2021-06-30 to 2028-02-28 | 83,622 Common Stock | |
| 15 | Derivative | Employee Stock Option | 2023-01-24 | M | D | 157,415 | $0.00 | 542,917 | D | $28.58 · 2021-09-30 to 2028-02-28 | 157,415 Common Stock | |
| 16 | Derivative | Employee Stock Option | 2023-01-23 | M | D | 360,644 | $0.00 | 700,332 | D | $28.58 · 2021-09-30 to 2028-02-28 | 360,644 Common Stock | |
| 17 | Derivative | Employee Stock Option | 2023-01-20 | M | D | 52,261 | $0.00 | 1,144,598 | D | $28.58 · 2021-06-30 to 2028-02-28 | 52,261 Common Stock |