Form 4 for SWIM Latham Group, Inc.
Accepted 2023-01-25 00:00:00 ET · period of report 2023-01-24 · accession 0001415889-23-001438 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-25 | 2023-01-24 | SWIM | Bahl Sanjeev | COO LATHAM GROUP, INC | M - OptEx | — | +10.3K | 30.9K | +50% | — | |
| 2023-01-25 | 2023-01-24 | SWIM | Bahl Sanjeev | COO LATHAM GROUP, INC | S - Sale+OE | $3.58 | -3,653 | 27.2K | -12% | -$13.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2023-01-24 | M | A | 10,288 | — | 30,864 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted on 02/01/2022. The RSUs will vest in three equal installments on each anniversary of January 24, 2022. 10,288 RSUs vested on January 24, 2023. 10,288 RSUs will vest on January 24, 2024 and 10,288 RSUs will vest on January 24, 2025. (F2) Each RSU represents a contingent right to receive one share of the Issuer's common stock. (F3) The reporting person has previously reported awards of RSUs in Table II of Form 4. The total reported in column 5 includes 20,576 RSUs previously reported in Table II and 10,288 shares of common stock. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2023-01-24 | S | D | 3,653 | $3.58 | 27,211 | D | — | — | (F4) Represents shares of common stock sold in an automatic "sell-to-cover" transaction to cover taxes due on the RSUs that vested on Janaury 24, 2023. (F5) The reporting person has previously reported awards of RSUs in Table II of Form 4. The total reported in column 5 includes 20,576 RSUs previously reported in Table II and 6,635 shares of common stock. |