Form 4 for AXON Axon Enterprise
Accepted 2023-01-27 00:00:00 ET · period of report 2023-01-25 · accession 0001415889-23-001515 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-27 | 2023-01-25+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $192.07 | +536.9K | 2.84M | +23% | +$103.12M |
| DM | 2023-01-27 | 2023-01-25+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $190.35 | -326.4K | 2.69M | -11% | -$62.13M |
| DM | 2023-01-27 | 2023-01-25+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -536.9K | 530.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-25 | M | A | 157,955 | $192.18 | 2,695,649 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-27 | S | D | 7,184 | $193.09 | 2,748,153 | D | — | — | (F23) The transaction was executed in multiple trades at prices ranging from $192.82 to $193.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-01-25 | S | D | 4,072 | $186.22 | 2,686,774 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-01-25 | S | D | 10,026 | $187.54 | 2,676,748 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-01-25 | S | D | 9,455 | $188.73 | 2,667,293 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-01-25 | S | D | 18,833 | $189.38 | 2,648,460 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2023-01-25 | S | D | 11,114 | $190.81 | 2,637,346 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2023-01-25 | S | D | 14,242 | $191.94 | 2,623,104 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2023-01-25 | S | D | 4,367 | $192.41 | 2,618,737 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2023-01-25 | S | D | 19,228 | $192.41 | 2,599,509 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2023-01-26 | M | A | 219,829 | $192.33 | 2,819,338 | D | — | — | |
| 12 | Common | Common Stock | 2023-01-26 | S | D | 11,021 | $187.20 | 2,808,317 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2023-01-26 | S | D | 12,106 | $188.35 | 2,796,211 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Common | Common Stock | 2023-01-26 | S | D | 14,919 | $189.46 | 2,781,292 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Common Stock | 2023-01-26 | S | D | 30,644 | $190.26 | 2,750,648 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2023-01-26 | S | D | 38,257 | $191.25 | 2,712,391 | D | — | — | (F15) The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 17 | Common | Common Stock | 2023-01-26 | S | D | 277 | $191.25 | 2,712,114 | D | — | — | (F15) The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Common Stock | 2023-01-26 | S | D | 22,306 | $192.16 | 2,689,808 | D | — | — | (F16) The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Common | Common Stock | 2023-01-26 | S | D | 2,864 | $193.43 | 2,686,944 | D | — | — | (F17) The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 20 | Common | Common Stock | 2023-01-26 | S | D | 1,290 | $194.42 | 2,685,654 | D | — | — | (F18) The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 21 | Common | Common Stock | 2023-01-27 | M | A | 159,074 | $191.61 | 2,844,728 | D | — | — | |
| 22 | Common | Common Stock | 2023-01-27 | S | D | 22,326 | $189.24 | 2,822,402 | D | — | — | (F19) The transaction was executed in multiple trades at prices ranging from $188.74 to $189.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 23 | Common | Common Stock | 2023-01-27 | S | D | 46,086 | $190.18 | 2,776,316 | D | — | — | (F20) The transaction was executed in multiple trades at prices ranging from $189.78 to $190.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 24 | Common | Common Stock | 2023-01-27 | S | D | 8,848 | $191.11 | 2,767,468 | D | — | — | (F21) The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 25 | Common | Common Stock | 2023-01-27 | S | D | 4,070 | $191.11 | 2,763,398 | D | — | — | (F21) The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 26 | Common | Common Stock | 2023-01-27 | S | D | 8,061 | $192.41 | 2,755,337 | D | — | — | (F22) The transaction was executed in multiple trades at prices ranging from $191.82 to $192.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 27 | Common | Common Stock | 2023-01-25 | S | D | 4,803 | $185.35 | 2,690,846 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 28 | Derivative | Employee Stock Option | 2023-01-27 | M | D | 159,074 | $0.00 | 6,059 | D | $28.58 · 2021-11-16 to 2028-02-28 | 159,074 Common Stock | |
| 29 | Derivative | Employee Stock Option | 2023-01-26 | M | D | 219,829 | $0.00 | 165,133 | D | $28.58 · 2021-11-16 to 2028-02-28 | 219,829 Common Stock | |
| 30 | Derivative | Employee Stock Option | 2023-01-25 | M | D | 145,526 | $0.00 | 384,962 | D | $28.58 · 2021-11-16 to 2028-02-28 | 145,526 Common Stock | |
| 31 | Derivative | Employee Stock Option | 2023-01-25 | M | D | 12,429 | $0.00 | 530,488 | D | $28.58 · 2021-09-30 to 2028-02-28 | 12,429 Common Stock |