Form 4 for AMP Ameriprise Financial
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001415889-23-001692 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-31 | 2023-01-28+ | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | F - Tax | $344.45 | -1,303 | 13.0K | -9% | -$448.8K |
| D | 2023-01-31 | 2023-01-27 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | A - Grant | $0.00 | +3,527 | 14.3K | +33% | $0 |
| D | 2023-01-31 | 2023-01-27 | AMP | Berman Walter Stanley | EXECUTIVE VP AND CFO | A - Grant | $0.00 | +10.4K | 10.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-28 | F | D | 458 | $344.45 | 13,820 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-27 | A | A | 3,527 | $0.00 | 14,278 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-29 | F | D | 845 | $344.45 | 12,975 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-01-27 | A | A | 10,364 | $0.00 | 10,364 | D | $344.45 · — to 2033-01-28 | 10,364 Common Stock | (F2) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. |