Form 4 for AMP Ameriprise Financial
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001415889-23-001693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-31 | 2023-01-28+ | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | F - Tax | $344.45 | -4,507 | 172.4K | -3% | -$1.55M |
| D | 2023-01-31 | 2023-01-27 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | A - Grant | $0.00 | +13.5K | 174.1K | +8% | $0 |
| D | 2023-01-31 | 2023-01-27 | AMP | CRACCHIOLO JAMES M | COB AND CEO, Dir | A - Grant | $0.00 | +33.6K | 33.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-29 | F | D | 2,885 | $344.45 | 169,560 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-28 | F | D | 1,622 | $344.45 | 172,445 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-27 | A | A | 13,470 | $0.00 | 174,067 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-01-27 | A | A | 33,648 | $0.00 | 33,648 | D | $344.45 · — to 2033-01-28 | 33,648 Common Stock | (F2) One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. |