Form 4 for ARLP ALLIANCE RESOURCE PARTNERS LP
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001415889-23-002253 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-10 | 2023-02-08 | ARLP | CANTRELL BRIAN L | SENIOR VP AND CFO | F - Tax | $21.61 | -23.9K | 234.6K | -9% | -$515.8K |
| D | 2023-02-10 | 2023-02-08 | ARLP | CANTRELL BRIAN L | SENIOR VP AND CFO | M - OptEx | — | +69.2K | 258.5K | +37% | — |
| D | 2023-02-10 | 2023-02-08 | ARLP | CANTRELL BRIAN L | SENIOR VP AND CFO | M - OptEx | — | -69.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common unit | 2023-02-08 | F | D | 23,867 | $21.61 | 234,617 | D | — | — | (F2) Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $21.61. |
| 2 | Common | Common unit | 2023-02-08 | M | A | 69,152 | — | 258,484 | D | — | — | (F1) On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. |
| 3 | Derivative | Restricted unit | 2023-02-08 | M | D | 69,152 | — | 0 | D | — · 2023-02-08 to — | 69,152 Common unit | (F1) On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. (F3) Not applicable |