Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001415889-23-002504 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2023-02-10+ | HALO | Torley Helen | Pres AND CEO, Dir | M - OptEx | $0.00 | +64.1K | 634.8K | +11% | $0 |
| DM | 2023-02-14 | 2023-02-10+ | HALO | Torley Helen | Pres AND CEO, Dir | F - Tax | $48.92 | -33.7K | 602.0K | -5% | -$1.65M |
| DM | 2023-02-14 | 2023-02-10+ | HALO | Torley Helen | Pres AND CEO, Dir | M - OptEx | $0.00 | -64.1K | 31.3K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | M | A | 31,281 | $0.00 | 618,458 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-12 | F | D | 17,266 | $48.92 | 617,517 | D | — | — | (F2) The reported disposition of 17,266 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 3 | Common | Common Stock | 2023-02-12 | M | A | 32,794 | $0.00 | 634,783 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | F | D | 16,469 | $48.92 | 601,989 | D | — | — | (F1) The reported disposition of 16,469 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2023-02-12 | M | D | 32,794 | $0.00 | 0 | D | $0.00 · — to — | 32,794 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 6 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 31,281 | $0.00 | 31,281 | D | $0.00 · — to — | 31,281 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |