Form 4 for HALO HALOZYME THERAPEUTICS, INC.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001415889-23-002511 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2023-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | +3,892 | 6,545 | +147% | $0 |
| DM | 2023-02-14 | 2023-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | F - Tax | $48.92 | -2,073 | 5,156 | -29% | -$101.4K |
| DM | 2023-02-14 | 2023-02-10+ | HALO | LaBrosse Nicole | SVP, CFO | M - OptEx | $0.00 | -3,892 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | M | A | 2,503 | $0.00 | 6,548 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-12 | F | D | 681 | $48.92 | 5,864 | D | — | — | (F2) The reported disposition of 681 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 3 | Common | Common Stock | 2023-02-12 | M | A | 1,389 | $0.00 | 6,545 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | F | D | 1,392 | $48.92 | 5,156 | D | — | — | (F1) The reported disposition of 1,392 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. |
| 5 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 2,503 | $0.00 | 2,502 | D | $0.00 · — to — | 2,503 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |
| 6 | Derivative | Restricted Stock Units | 2023-02-12 | M | D | 1,389 | $0.00 | 0 | D | $0.00 · — to — | 1,389 Common Stock | (F3) This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. |