Form 4 for VERX Vertex, Inc.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001415889-23-002522 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-10 | VERX | Rowland Bryan T.R. | GC | M - OptEx | $0.00 | +4,088 | 54.7K | +8% | $0 |
| D | 2023-02-14 | 2023-02-10 | VERX | Rowland Bryan T.R. | GC | F - Tax | $14.21 | -1,341 | 53.4K | -2% | -$19.1K |
| D | 2023-02-14 | 2023-02-10 | VERX | Rowland Bryan T.R. | GC | M - OptEx | $0.00 | -4,088 | 12.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-10 | M | A | 4,088 | $0.00 | 54,719 | D | — | — | (F1) Includes 700 shares acquired through the Company's Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2023-02-10 | F | D | 1,341 | $14.21 | 53,378 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 4,088 | $0.00 | 12,264 | D | — · — to — | 4,088 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The remaining restricted stock units will vest in three equal installments on February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date. |