Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-17 · accession 0001415889-23-002960 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-17 | ATEC | Hunsaker Craig E | EVP, GC, PEOPLE, CULTURE | F - Tax | $14.60 | -32.3K | 1.54M | -2% | -$472.1K |
| D | 2023-02-21 | 2023-02-17 | ATEC | Hunsaker Craig E | EVP, GC, PEOPLE, CULTURE | M - OptEx | $3.50 | +134.9K | 1.57M | +9% | +$472.2K |
| D | 2023-02-21 | 2023-02-21 | ATEC | Hunsaker Craig E | EVP, GC, PEOPLE, CULTURE | S - Sale+OE | $14.04 | -65.7K | 1.47M | -4% | -$922.7K |
| D | 2023-02-21 | 2023-02-17 | ATEC | Hunsaker Craig E | EVP, GC, PEOPLE, CULTURE | M - OptEx | $0.00 | -134.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | F | D | 32,339 | $14.60 | 1,538,577 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-17 | M | A | 134,921 | $3.50 | 1,570,916 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-21 | S | D | 65,716 | $14.04 | 1,472,861 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $14.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Warrants (right to buy) | 2023-02-17 | M | D | 134,921 | $0.00 | 0 | D | $3.50 · 2018-05-17 to 2023-05-17 | 134,921 Common Stock |