Form 4 for CBOE Cboe Global Markets
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001415889-23-003002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17+ | CBOE | Schell Brian N | CFO, EXECUTIVE VP, Treas | S - Sale+OE | $127.36 | -8,698 | 9,577 | -48% | -$1.11M |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Schell Brian N | CFO, EXECUTIVE VP, Treas | M - OptEx | $129.09 | +7,178 | 14.5K | +98% | +$926.6K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Schell Brian N | CFO, EXECUTIVE VP, Treas | F - Tax | $129.09 | -3,181 | 13.6K | -19% | -$410.6K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Schell Brian N | CFO, EXECUTIVE VP, Treas | M - OptEx | $0.00 | -7,178 | 4,336 | -62% | $0 |
| D | 2023-02-22 | 2023-02-19 | CBOE | Schell Brian N | CFO, EXECUTIVE VP, Treas | A - Grant | $0.00 | +6,965 | 6,965 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | S | D | 4,701 | $125.96 | 9,577 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-19 | M | A | 2,028 | $129.09 | 11,605 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-19 | F | D | 899 | $129.09 | 10,706 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-21 | S | D | 3,997 | $129.00 | 9,577 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-19 | M | A | 2,983 | $129.09 | 13,689 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-19 | F | D | 1,322 | $129.09 | 12,367 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-19 | M | A | 2,167 | $129.09 | 14,534 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-19 | F | D | 960 | $129.09 | 13,574 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 2,983 | $0.00 | 2,983 | D | — · 2023-02-19 to — | 2,983 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| 10 | Derivative | Restricted Stock Units | 2023-02-19 | A | A | 6,965 | $0.00 | 6,965 | D | — · — to — | 6,965 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F6) The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
| 11 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 2,028 | $0.00 | 0 | D | — · 2023-02-19 to — | 2,028 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F3) The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| 12 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 2,167 | $0.00 | 4,336 | D | — · 2023-02-19 to — | 2,167 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F5) The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |