Form 4 for CBOE Cboe Global Markets
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-19 · accession 0001415889-23-003003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-19 | CBOE | Sexton John P | EVP, GC AND CORP SEC | F - Tax | $129.09 | -920 | 18.2K | -5% | -$118.8K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Sexton John P | EVP, GC AND CORP SEC | M - OptEx | $129.09 | +3,135 | 20.1K | +18% | +$404.7K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Sexton John P | EVP, GC AND CORP SEC | M - OptEx | $0.00 | -3,135 | 1,279 | -71% | $0 |
| D | 2023-02-22 | 2023-02-19 | CBOE | Sexton John P | EVP, GC AND CORP SEC | A - Grant | $0.00 | +2,926 | 2,926 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-19 | F | D | 297 | $129.09 | 19,792 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-19 | F | D | 375 | $129.09 | 19,078 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-19 | M | A | 1,279 | $129.09 | 19,453 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-19 | F | D | 248 | $129.09 | 18,174 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-19 | M | A | 845 | $129.09 | 18,422 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-19 | M | A | 1,011 | $129.09 | 20,089 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 845 | $0.00 | 0 | D | — · 2023-02-19 to — | 845 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F2) The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| 8 | Derivative | Restricted Stock Units | 2023-02-19 | A | A | 2,926 | $0.00 | 2,926 | D | — · — to — | 2,926 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F5) The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
| 9 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 1,011 | $0.00 | 2,024 | D | — · 2023-02-19 to — | 1,011 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| 10 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 1,279 | $0.00 | 1,279 | D | — · 2023-02-19 to — | 1,279 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F3) The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |