Form 4 for CBOE Cboe Global Markets
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-19 · accession 0001415889-23-003009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-19 | CBOE | Clay Catherine R | EVP, DATA AND ACCESS SOLUTIONS | F - Tax | $129.09 | -768 | 3,921 | -16% | -$99.1K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Clay Catherine R | EVP, DATA AND ACCESS SOLUTIONS | M - OptEx | $129.09 | +2,470 | 4,160 | +146% | +$318.9K |
| D | 2023-02-22 | 2023-02-19 | CBOE | Clay Catherine R | EVP, DATA AND ACCESS SOLUTIONS | A - Grant | $0.00 | +2,587 | 2,587 | New | $0 |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Clay Catherine R | EVP, DATA AND ACCESS SOLUTIONS | M - OptEx | $0.00 | -2,470 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-19 | F | D | 222 | $129.09 | 5,172 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-19 | M | A | 757 | $129.09 | 5,394 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-19 | F | D | 307 | $129.09 | 4,637 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-19 | M | A | 1,023 | $129.09 | 4,944 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-19 | M | A | 690 | $129.09 | 4,160 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-19 | F | D | 239 | $129.09 | 3,921 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-02-19 | A | A | 2,587 | $0.00 | 2,587 | D | — · — to — | 2,587 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F5) The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
| 8 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 757 | $0.00 | 1,514 | D | — · 2023-02-19 to — | 757 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| 9 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 1,023 | $0.00 | 1,023 | D | — · 2023-02-19 to — | 1,023 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F3) The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| 10 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 690 | $0.00 | 0 | D | — · 2023-02-19 to — | 690 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F2) The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |