Form 4 for CBOE Cboe Global Markets
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-19 · accession 0001415889-23-003013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-19 | CBOE | Howson Dave | EVP, Gbl Pres | M - OptEx | $129.09 | +6,948 | 26.4K | +36% | +$896.9K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Howson Dave | EVP, Gbl Pres | F - Tax | $129.09 | -3,080 | 25.2K | -11% | -$397.6K |
| DM | 2023-02-22 | 2023-02-19 | CBOE | Howson Dave | EVP, Gbl Pres | M - OptEx | $0.00 | -6,948 | 5,506 | -56% | $0 |
| D | 2023-02-22 | 2023-02-19 | CBOE | Howson Dave | EVP, Gbl Pres | A - Grant | $0.00 | +11.0K | 11.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-19 | M | A | 879 | $129.09 | 22,179 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-19 | F | D | 390 | $129.09 | 21,789 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-19 | M | A | 2,557 | $129.09 | 24,346 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-19 | F | D | 1,133 | $129.09 | 23,213 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-19 | M | A | 760 | $129.09 | 23,973 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-19 | F | D | 337 | $129.09 | 23,636 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-19 | F | D | 1,220 | $129.09 | 25,168 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-19 | M | A | 2,752 | $129.09 | 26,388 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 2,557 | $0.00 | 2,557 | D | — · 2023-02-19 to — | 2,557 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F3) The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| 10 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 879 | $0.00 | 0 | D | — · 2023-02-19 to — | 879 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F2) The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| 11 | Derivative | Restricted Stock Units | 2023-02-19 | A | A | 10,994 | $0.00 | 10,994 | D | — · — to — | 10,994 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F5) The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
| 12 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 760 | $0.00 | 1,520 | D | — · 2023-02-19 to — | 760 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| 13 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 2,752 | $0.00 | 5,506 | D | — · 2023-02-19 to — | 2,752 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. (F4) The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |