Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0001415889-23-003727 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-01 | 2023-02-27 | ATEC | Lish Scott | SVP, DEVELOPMENT | S - Sale+OE | $14.76 | -25.4K | 430.5K | -6% | -$374.5K |
| D | 2023-03-01 | 2023-03-01 | ATEC | Lish Scott | SVP, DEVELOPMENT | F - Tax | $16.15 | -2,924 | 441.1K | -0.7% | -$47.2K |
| D | 2023-03-01 | 2023-03-01 | ATEC | Lish Scott | SVP, DEVELOPMENT | M - OptEx | $3.50 | +13.5K | 444.0K | +3% | +$47.2K |
| D | 2023-03-01 | 2023-03-01 | ATEC | Lish Scott | SVP, DEVELOPMENT | M - OptEx | $0.00 | -13.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | S | D | 25,372 | $14.76 | 430,522 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F3) Includes 2,034 shares and 826 shares acquired under the issuer's employee stock purchase plan on May 13, 2022 and November 15, 2022, respectively. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 2,924 | $16.15 | 441,091 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-01 | M | A | 13,493 | $3.50 | 444,015 | D | — | — | |
| 4 | Derivative | Warrants (right to buy) | 2023-03-01 | M | D | 13,493 | $0.00 | 0 | D | $3.50 · 2018-05-17 to 2023-05-17 | 13,493 Common Stock |