Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001415889-23-003804 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28+ | ALSN | Graziosi David S. | Pres AND CEO, Dir | M - OptEx | $29.75 | +63.7K | 259.2K | +33% | +$1.89M |
| DM | 2023-03-02 | 2023-02-28+ | ALSN | Graziosi David S. | Pres AND CEO, Dir | S - Sale+OE | $48.15 | -100.2K | 184.9K | -35% | -$4.82M |
| DM | 2023-03-02 | 2023-02-28+ | ALSN | Graziosi David S. | Pres AND CEO, Dir | M - OptEx | $0.00 | -63.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 5,270 | $32.13 | 226,629 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-28 | S | D | 8,625 | $47.61 | 218,004 | D | — | — | (F1) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6000 to $47.6950. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-03-01 | M | A | 13,420 | $32.13 | 231,424 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-01 | S | D | 91,528 | $48.20 | 184,893 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.5529. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-03-01 | M | A | 17,219 | $37.11 | 276,421 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-01 | M | A | 27,778 | $23.59 | 259,202 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-03-01 | M | D | 17,219 | $0.00 | 8,453 | D | $37.11 · — to 2027-02-21 | 17,219 Common Stock | (F5) The options vested on February 22, 2020. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-03-01 | M | D | 27,778 | $0.00 | 0 | D | $23.59 · — to 2026-02-16 | 27,778 Common Stock | (F4) The options vested on February 17, 2019. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-02-28 | M | D | 5,270 | $0.00 | 13,420 | D | $32.13 · — to 2025-02-18 | 5,270 Common Stock | (F3) The options vested on February 19, 2018. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2023-03-01 | M | D | 13,420 | $0.00 | 0 | D | $32.13 · — to 2025-02-18 | 13,420 Common Stock | (F3) The options vested on February 19, 2018. |