Form 4/A for RIG Transocean Ltd.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001415889-23-004148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-03-03 | 2022-02-10 | RIG | Adamson Keelan | Pres AND COO | M - OptEx | $0.00 | +69.6K | 356.0K | +24% | $0 |
| DA | 2023-03-03 | 2022-02-11 | RIG | Adamson Keelan | Pres AND COO | F - Tax | $3.61 | -27.5K | 328.4K | -8% | -$99.4K |
| DA | 2023-03-03 | 2022-02-10 | RIG | Adamson Keelan | Pres AND COO | A - Grant | $0.00 | +404.6K | 404.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Registered Shares | 2022-02-10 | M | A | 69,610 | $0.00 | 355,981 | D | — | — | (F1) Deferred Units awarded on February 7, 2019, vested on February 10, 2022, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. |
| 2 | Common | Registered Shares | 2022-02-11 | F | D | 27,532 | $3.61 | 328,449 | D | — | — | (F2) Shares sold upon vesting to satisfy tax withholding obligations. (F3) Due to an administrative error, the original Form 4, filed on February 14, 2022, referenced an incorrect number of securities beneficially owned following the reported transaction. This amendment to Form 4 is being made solely to reflect the correct number of securities beneficially owned following the transaction. |
| 3 | Derivative | Restricted Units | 2022-02-10 | A | A | 404,624 | $0.00 | 404,624 | D | $0.00 · — to — | 404,624 Registered Shares | (F4) The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 134,874 on March 1, 2023; 134,875 on March 1, 2024; and 134,875 on March 1, 2025. |