Form 4 for NBHC National Bank Holdings Corp
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001415889-23-004243 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | NBHC | Newfield Richard U Jr. | CHIEF RISK MNGMT Off | A - Grant | $0.00 | +3,890 | 132.2K | +3% | $0 | |
| 2023-03-03 | 2023-03-01 | NBHC | Newfield Richard U Jr. | CHIEF RISK MNGMT Off | F - Tax | $40.42 | -1,838 | 130.4K | -1% | -$74.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 3,890 | $0.00 | 132,204 | D | — | — | (F1) Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020. (F2) Includes 393 and 264 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022 and February 28, 2023, respectively. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 1,838 | $40.42 | 130,366 | D | — | — | (F3) Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023. |