Form 4 for ESCA ESCALADE INC
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001415889-23-004322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-02+ | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | — | +26.7K | 357.8K | +8% | — |
| D | 2023-03-06 | 2023-03-03 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | A - Grant | $12.78 | +22.1K | 356.1K | +7% | +$282.2K |
| DM | 2023-03-06 | 2023-03-02+ | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | $0.00 | -26.7K | 50.0K | -35% | $0 |
| D | 2023-03-06 | 2023-03-03 | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | A - Grant | $0.00 | +83.3K | 83.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 25,000 | — | 334,013 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-04 | M | A | 1,667 | — | 357,759 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-03-03 | A | A | 22,079 | $12.78 | 356,092 | D | — | — | (F2) The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. |
| 4 | Derivative | Restricted Stock Units | 2023-03-04 | M | D | 1,667 | $0.00 | 0 | D | — · — to 2023-03-04 | 1,667 Common Stock | (F3) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F5) On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-03-03 | A | A | 83,310 | $0.00 | 83,310 | D | — · — to 2026-03-03 | 83,310 Common Stock | (F3) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F6) On March 3, 2022, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 25,000 | $0.00 | 50,000 | D | — · — to 2025-03-02 | 25,000 Common Stock | (F3) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F4) On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 50,000 RSUs will vest one half on March 2, 2024 and one half on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. |