Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001415889-23-004574 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-03-09 | 2023-03-07 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $3.50 | +107.9K | 634.9K | +20% | +$377.8K |
| DI | 2023-03-09 | 2023-03-07 | ATEC | Berkowitz Mortimer III | Dir | F - Tax | $15.86 | -23.8K | 611.1K | -4% | -$377.8K |
| DI | 2023-03-09 | 2023-03-07 | ATEC | Berkowitz Mortimer III | Dir | M - OptEx | $0.00 | -107.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-07 | M | A | 107,937 | $3.50 | 634,922 | I By Porcupine Investment Partners, LLC | — | — | |
| 2 | Common | Common Stock | 2023-03-07 | F | D | 23,820 | $15.86 | 611,102 | I By Porcupine Investment Partners, LLC | — | — | |
| 3 | Derivative | Warrants (right to buy) | 2023-03-07 | M | D | 107,937 | $0.00 | 0 | I By Porcupine Investment Partners, LLC | $3.50 · 2018-05-17 to 2023-05-17 | 107,937 Common Stock |