Form 4 for APT ALPHA PRO TECH LTD
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0001415889-23-005004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-16 | 2023-03-14 | APT | HOFFMAN LLOYD | CEO AND Pres, Dir | A - Grant | $3.20 | +63.3K | 72.5K | +691% | +$202.7K |
| DM | 2023-03-16 | 2023-03-14 | APT | HOFFMAN LLOYD | CEO AND Pres, Dir | M - OptEx | $0.00 | -63.3K | 100.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-03-14 | A | A | 63,333 | $3.20 | 72,505 | D | — | — | |
| 2 | Derivative | options | 2023-03-14 | M | D | 31,667 | $0.00 | 131,666 | D | $3.20 · 2020-03-21 to 2023-03-20 | 31,667 common stock | |
| 3 | Derivative | options | 2023-03-14 | M | D | 31,666 | $0.00 | 100,000 | D | $3.20 · 2021-03-21 to 2023-03-20 | 31,666 common stock |