Form 4 for APT ALPHA PRO TECH LTD
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0001415889-23-005005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-16 | 2023-03-14 | APT | Millar Donna | Dir, 10% | M - OptEx | $3.20 | +14.2K | 1.27M | +1% | +$45.6K |
| DM | 2023-03-16 | 2023-03-14 | APT | Millar Donna | Dir, 10% | M - OptEx | $0.00 | -14.2K | 19.8K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2023-03-14 | M | A | 14,250 | $3.20 | 1,269,603 | D | — | — | |
| 2 | Derivative | options | 2023-03-14 | M | D | 4,750 | $0.00 | 24,500 | D | $3.20 · 2019-03-21 to 2023-03-20 | 4,750 common stock | |
| 3 | Derivative | options | 2023-03-14 | M | D | 4,750 | $0.00 | 15,000 | D | $3.20 · 2021-03-21 to 2023-03-20 | 4,750 common stock | |
| 4 | Derivative | options | 2023-03-14 | M | D | 4,750 | $0.00 | 19,750 | D | $3.20 · 2020-03-21 to 2023-03-20 | 4,750 common stock |