Form 4 for NTRA Natera, Inc.
Accepted 2023-03-24 00:00:00 ET · period of report 2023-03-22 · accession 0001415889-23-005414 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-24 | 2023-03-22+ | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $56.02 | -8,043 | 209.8K | -4% | -$450.5K |
| DM | 2023-03-24 | 2023-03-22 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +3,307 | 210.0K | +2% | — |
| DM | 2023-03-24 | 2023-03-22 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -3,307 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-23 | S | D | 1,651 | $56.08 | 211,475 | D | — | — | (F1) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1. |
| 2 | Common | Common Stock | 2023-03-22 | M | A | 3,125 | — | 213,126 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2023-03-22 | S | D | 4,736 | $56.32 | 209,819 | D | — | — | (F1) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1. |
| 4 | Common | Common Stock | 2023-03-24 | S | D | 1,656 | $55.09 | 209,819 | D | — | — | (F3) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. |
| 5 | Common | Common Stock | 2023-03-22 | M | A | 182 | — | 210,001 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 6 | Derivative | Restricted Stock Unit | 2023-03-22 | M | D | 3,125 | $0.00 | 0 | D | — · — to — | 3,125 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 7 | Derivative | Restricted Stock Unit | 2023-03-22 | M | D | 182 | $0.00 | 0 | D | — · — to — | 182 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |