Form 4 for AXON Axon Enterprise
Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-24 · accession 0001415889-23-005537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-28 | 2023-03-27+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $217.00 | +123.9K | 2.84M | +5% | +$26.89M |
| DM | 2023-03-28 | 2023-03-27+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $216.72 | -73.4K | 2.81M | -3% | -$15.91M |
| DM | 2023-03-28 | 2023-03-27+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -123.9K | 530.5K | -19% | $0 |
| D | 2023-03-28 | 2023-03-24 | AXON | SMITH PATRICK W | CEO, Dir | A - Grant | $0.00 | +530.5K | 536.5K | +8,755% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-27 | M | A | 57,863 | $218.59 | 2,806,019 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-27 | S | D | 5,408 | $216.52 | 2,800,611 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $215.90 to $216.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-03-27 | S | D | 16,993 | $217.55 | 2,783,618 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $216.90 to $217.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-03-27 | S | D | 5,019 | $218.36 | 2,778,599 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $217.90 to $218.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-03-28 | S | D | 1,393 | $218.09 | 2,798,701 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $217.81 to $218.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-03-28 | S | D | 4,689 | $217.29 | 2,800,094 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $216.78 to $217.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2023-03-28 | S | D | 1,742 | $216.07 | 2,804,783 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $215.78 to $216.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2023-03-28 | S | D | 3,332 | $216.07 | 2,806,525 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $215.78 to $216.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2023-03-27 | S | D | 2,270 | $219.47 | 2,772,172 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $218.90 to $219.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2023-03-27 | S | D | 428 | $220.14 | 2,771,744 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $219.93 to $220.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2023-03-27 | S | D | 4,157 | $218.36 | 2,774,442 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $217.90 to $218.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2023-03-28 | S | D | 27,963 | $215.40 | 2,809,857 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $214.78 to $215.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2023-03-28 | M | A | 66,076 | $215.60 | 2,837,820 | D | — | — | |
| 14 | Derivative | Employee Stock Option | 2023-03-27 | M | D | 51,804 | $0.00 | 478,684 | D | $28.58 · 2023-03-24 to 2028-02-28 | 51,804 Common Stock | |
| 15 | Derivative | Employee Stock Option | 2023-03-28 | M | D | 66,076 | $0.00 | 412,608 | D | $28.58 · 2023-03-24 to 2028-02-28 | 66,076 Common Stock | |
| 16 | Derivative | Employee Stock Option | 2023-03-24 | A | A | 530,488 | $0.00 | 536,547 | D | $28.58 · 2023-03-24 to 2028-02-28 | 530,488 Common Stock | |
| 17 | Derivative | Employee Stock Option | 2023-03-27 | M | D | 6,059 | $0.00 | 530,488 | D | $28.58 · 2021-11-16 to 2028-02-28 | 6,059 Common Stock |