Form 4 for AXON Axon Enterprise
Accepted 2023-03-31 00:00:00 ET · period of report 2023-03-29 · accession 0001415889-23-005711 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-31 | 2023-03-29+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $220.39 | -222.6K | 2.86M | -7% | -$49.06M |
| DM | 2023-03-31 | 2023-03-29+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $220.97 | +406.7K | 2.91M | +16% | +$89.86M |
| DM | 2023-03-31 | 2023-03-29+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -406.7K | 5,934 | -99% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-30 | S | D | 503 | $219.30 | 2,883,023 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-31 | S | D | 2,757 | $227.04 | 2,982,769 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $226.72 to $227.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-03-31 | S | D | 3,340 | $226.16 | 2,985,526 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $225.70 to $226.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-03-31 | S | D | 5,832 | $226.16 | 2,988,866 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $225.70 to $226.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-03-31 | S | D | 43,356 | $224.92 | 2,994,698 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $224.64 to $225.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-03-31 | S | D | 9,547 | $224.26 | 3,038,054 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $223.64 to $224.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2023-03-31 | S | D | 15,239 | $223.13 | 3,047,601 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $222.63 to $223.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2023-03-31 | S | D | 17,620 | $222.05 | 3,062,840 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $221.62 to $222.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2023-03-31 | S | D | 891 | $221.31 | 3,080,460 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $220.62 to $221.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2023-03-31 | S | D | 1,952 | $219.49 | 3,081,351 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $218.88 to $219.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2023-03-31 | M | A | 200,280 | $224.85 | 3,083,303 | D | — | — | |
| 12 | Common | Common Stock | 2023-03-30 | S | D | 820 | $218.37 | 2,883,526 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $218.25 to $219.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2023-03-30 | S | D | 9,363 | $217.66 | 2,884,346 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $217.25 to $218.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Common | Common Stock | 2023-03-30 | S | D | 21,782 | $217.66 | 2,893,709 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $217.25 to $218.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Common Stock | 2023-03-30 | S | D | 20,963 | $216.81 | 2,915,491 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $216.25 to $217.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2023-03-30 | M | A | 90,259 | $217.70 | 2,936,454 | D | — | — | |
| 17 | Common | Common Stock | 2023-03-29 | S | D | 13,728 | $217.28 | 2,846,195 | D | — | — | |
| 18 | Common | Common Stock | 2023-03-29 | S | D | 54,913 | $217.28 | 2,859,923 | D | — | — | |
| 19 | Common | Common Stock | 2023-03-29 | M | A | 116,135 | $216.83 | 2,914,836 | D | — | — | |
| 20 | Derivative | Employee Stock Option | 2023-03-29 | M | D | 116,135 | $0.00 | 296,473 | D | $28.58 · 2023-03-24 to 2028-02-28 | 116,135 Common Stock | |
| 21 | Derivative | Employee Stock Option | 2023-03-30 | M | D | 90,259 | $0.00 | 206,214 | D | $28.58 · 2023-03-24 to 2028-02-28 | 90,259 Common Stock | |
| 22 | Derivative | Employee Stock Option | 2023-03-31 | M | D | 200,280 | $0.00 | 5,934 | D | $28.58 · 2023-03-24 to 2028-02-28 | 200,280 Common Stock |