Form 4 for BWB Bridgewater Bancshares Inc
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-30 · accession 0001415889-23-005768 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-03 | 2023-03-30 | BWB | Johnson James S. | Dir | M - OptEx | $3.00 | +40.0K | 99.2K | +68% | +$120.0K |
| D | 2023-04-03 | 2023-03-31 | BWB | Johnson James S. | Dir | A - Grant | $0.00 | +1,768 | 101.0K | +2% | $0 |
| D | 2023-04-03 | 2023-03-30 | BWB | Johnson James S. | Dir | X - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-30 | M | A | 40,000 | $3.00 | 99,194 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-31 | A | A | 1,768 | $0.00 | 100,962 | D | — | — | |
| 3 | Derivative | Option to buy | 2023-03-30 | X | D | 40,000 | $0.00 | 0 | D | $3.00 · — to 2023-12-31 | 40,000 Common Stock | (F3) Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. (F4) Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. |