Form 4 for CERT Certara, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-31 · accession 0001415889-23-005805 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-03 | 2023-03-31 | CERT | Traynor Richard M. | SVP AND GC | F - Tax | $23.80 | -3,847 | 182.8K | -2% | -$91.6K |
| D | 2023-04-03 | 2023-03-31 | CERT | Traynor Richard M. | SVP AND GC | M - OptEx | $0.00 | +6,651 | 189.5K | +4% | $0 |
| DM | 2023-04-03 | 2023-03-31+ | CERT | Traynor Richard M. | SVP AND GC | M - OptEx | $0.00 | +13.3K | 13.3K | +63,243% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-31 | F | D | 2,124 | $23.80 | 187,368 | D | — | — | (F4) Represents RSUs withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3. (F2) The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. |
| 2 | Common | Common Stock | 2023-03-31 | F | D | 1,723 | $23.80 | 182,841 | D | — | — | (F1) Represents restricted stock units ("RSUs") withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3. Each RSUs was granted on April 1, 2021, under the Certara, Inc. 2020 Incentive Plan (the "2020 Incentive Plan") and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were on March 31, 2023. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2024. (F2) The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. |
| 3 | Common | Common Stock | 2023-03-31 | M | A | 6,651 | $0.00 | 189,492 | D | — | — | (F3) Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025. (F2) The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. |
| 4 | Derivative | Restricted Stock Units | 2023-04-01 | M | A | 19,932 | $0.00 | 19,932 | D | — · — to 2026-04-01 | 19,932 Common Stock | (F5) Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The RSUs will vest and settle in three equal installments on April 1, 2024, April 1, 2025, and April 1, 2026. |
| 5 | Derivative | Restricted Stock Units | 2023-03-31 | M | D | 6,651 | $0.00 | 13,302 | D | — · — to 2025-04-01 | 6,651 Common Stock | (F3) Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025. |