Form 4 for AXON Axon Enterprise
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-03 · accession 0001415889-23-006147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-03 | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $224.36 | -2,600 | 2.99M | -0.1% | -$583.3K |
| D | 2023-04-04 | 2023-04-03 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $227.39 | +5,491 | 2.99M | +0.2% | +$1.25M |
| D | 2023-04-04 | 2023-04-03 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -5,491 | 443 | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-03 | S | D | 1,439 | $223.95 | 2,986,821 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $223.40 to $224.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-04-03 | S | D | 1,161 | $224.87 | 2,985,660 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $224.52 to $225.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-04-03 | M | A | 5,491 | $227.39 | 2,988,260 | D | — | — | |
| 4 | Derivative | Employee Stock Option | 2023-04-03 | M | D | 5,491 | $0.00 | 443 | D | $28.58 · 2023-03-24 to 2028-02-28 | 5,491 Common Stock |