Form 4 for NBHC National Bank Holdings Corp
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001415889-23-006197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-01 | NBHC | Birkans Aldis | CFO | A - Grant | $0.00 | +7,835 | 34.7K | +29% | $0 |
| D | 2023-04-04 | 2023-04-01 | NBHC | Birkans Aldis | CFO | F - Tax | $33.46 | -1,622 | 36.8K | -4% | -$54.3K |
| D | 2023-04-04 | 2023-04-01 | NBHC | Birkans Aldis | CFO | A - Grant | $0.00 | +10.2K | 10.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | A | A | 3,709 | $0.00 | 38,404 | D | — | — | (F2) Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020. |
| 2 | Common | Common Stock | 2023-04-01 | A | A | 4,126 | $0.00 | 34,695 | D | — | — | (F1) Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024. |
| 3 | Common | Common Stock | 2023-04-01 | F | D | 1,622 | $33.46 | 36,782 | D | — | — | (F3) Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-04-01 | A | A | 10,216 | $0.00 | 10,216 | D | $33.46 · — to 2033-04-01 | 10,216 Common Stock | (F4) Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024. |