Form 4 for VERX Vertex, Inc.
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-17 · accession 0001415889-23-006699 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-19 | 2023-04-17 | VERX | Butler Lisa | CAO | S - Sale+OE | $22.45 | -10.0K | 250 | -98% | -$224.5K |
| D | 2023-04-19 | 2023-04-17 | VERX | Butler Lisa | CAO | M - OptEx | $2.50 | +10.0K | 10.2K | +4,000% | +$25.0K |
| D | 2023-04-19 | 2023-04-17 | VERX | Butler Lisa | CAO | M - OptEx | $0.00 | -10.0K | 60.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-17 | S | D | 10,000 | $22.45 | 250 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.28 to $22.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Class A Common Stock | 2023-04-17 | M | A | 10,000 | $2.50 | 10,250 | D | — | — | |
| 3 | Derivative | Stock Option | 2023-04-17 | M | D | 10,000 | $0.00 | 60,946 | D | $2.50 · — to 2026-02-02 | 10,000 Class A Common Stock | (F3) This option is fully vested and exercisable. |