Form 4 for AGX ARGAN INC
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-16 · accession 0001415889-23-006708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-19 | 2023-04-16+ | AGX | BOSSELMANN RAINER H | Dir | M - OptEx | $0.00 | +8,662 | 399.1K | +2% | $0 |
| DM | 2023-04-19 | 2023-04-16+ | AGX | BOSSELMANN RAINER H | Dir | M - OptEx | $0.00 | -8,662 | 12.5K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-16 | M | A | 4,382 | $0.00 | 394,772 | D | — | — | (F1) On April 16, 2023, the Reporting Person had Time-Based Restricted Stock Units ("the TBRSUs") vest in the amount of 4,382 shares of Common Stock. This issuance is pursuant to the three year vesting schedule of the 12,500 TBRSU award that was granted on April 16, 2021 and is adjusted for cash dividends. |
| 2 | Common | Common Stock | 2023-04-18 | M | A | 4,280 | $0.00 | 399,052 | D | — | — | (F2) On April 18, 2023, the Reporting Person had TBRSUs vest in the amount of 4,280 shares of Common Stock. This issuance is pursuant to the three year vesting schedule of the 12,500 TBRSU award that was granted on April 18, 2022 and is adjusted for cash dividends. (F3) 2,241 shares are held by Rainer and Beverley Bosselmann, as joint tenants, and the remaining shares are held directly by Rainer Bosselmann. |
| 3 | Derivative | Time-Based Restricted Stock Units | 2023-04-16 | M | D | 4,382 | $0.00 | 16,667 | D | $0.00 · — to — | 4,382 Common Stock | (F1) On April 16, 2023, the Reporting Person had Time-Based Restricted Stock Units ("the TBRSUs") vest in the amount of 4,382 shares of Common Stock. This issuance is pursuant to the three year vesting schedule of the 12,500 TBRSU award that was granted on April 16, 2021 and is adjusted for cash dividends. |
| 4 | Derivative | Time-Based Restricted Stock Units | 2023-04-18 | M | D | 4,280 | $0.00 | 12,501 | D | $0.00 · — to — | 4,280 Common Stock | (F4) As of the date of this filing, the remaining number of TBRSUs beneficially owned by the Reporting Person includes (a) 4,167 shares of TBRSUs granted on April 16, 2021; and (b) 8,334 shares of TBRSUs granted on April 18, 2022; all to vest pursuant to their respective three year vesting schedule. (F2) On April 18, 2023, the Reporting Person had TBRSUs vest in the amount of 4,280 shares of Common Stock. This issuance is pursuant to the three year vesting schedule of the 12,500 TBRSU award that was granted on April 18, 2022 and is adjusted for cash dividends. |