Form 4 for RIOT Riot Platforms, Inc.
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-17 · accession 0001415889-23-006717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-19 | 2023-04-17 | RIOT | D'Ambrosio Lance Varro | Dir | S - Sale | $12.51 | -26.0K | 43.4K | -37% | -$325.3K | |
| 2023-04-19 | 2023-04-17 | RIOT | D'Ambrosio Lance Varro | Dir | G - Gift | $0.00 | -4,000 | 39.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-17 | S | D | 26,000 | $12.51 | 43,441 | D | — | — | (F1) The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. |
| 2 | Common | Common Stock | 2023-04-17 | G | D | 4,000 | $0.00 | 39,441 | D | — | — | (F2) The reported disposition represents a bona fide gift made by the Reporting Person. |