Form 4 for LOCO El Pollo Loco Holdings, Inc.
Accepted 2023-04-26 00:00:00 ET · period of report 2023-04-24 · accession 0001415889-23-006933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-26 | 2023-04-24 | LOCO | Roberts Laurance | CEO, Pres, Dir | M - OptEx | $4.34 | +60.0K | 171.9K | +54% | +$260.4K |
| D | 2023-04-26 | 2023-04-24 | LOCO | Roberts Laurance | CEO, Pres, Dir | S - Sale+OE | $9.09 | -60.0K | 147.2K | -29% | -$545.4K |
| DM | 2023-04-26 | 2023-04-24 | LOCO | Roberts Laurance | CEO, Pres, Dir | M - OptEx | $0.00 | -60.0K | 155.3K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-24 | M | A | 10,758 | $4.34 | 207,243 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-24 | M | A | 24,621 | $4.34 | 196,485 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-24 | S | D | 60,000 | $9.09 | 147,243 | D | — | — | (F2) 2. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.99 to $9.22 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-04-24 | M | A | 24,621 | $4.34 | 171,864 | D | — | — | |
| 5 | Derivative | Stock Options (right to buy) | 2023-04-24 | M | D | 10,758 | $0.00 | 119,950 | D | $4.34 · 2016-12-28 to 2023-07-15 | 10,758 Common Stock | |
| 6 | Derivative | Stock Options (right to buy) | 2023-04-24 | M | D | 24,621 | $0.00 | 130,708 | D | $4.34 · 2016-12-28 to 2023-07-15 | 24,621 Common Stock | |
| 7 | Derivative | Stock Options (right to buy) | 2023-04-24 | M | D | 24,621 | $0.00 | 155,329 | D | $4.34 · 2016-12-28 to 2023-07-15 | 24,621 Common Stock |