Form 4 for AMP Ameriprise Financial
Accepted 2023-04-28 00:00:00 ET · period of report 2023-04-26 · accession 0001415889-23-007008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-28 | 2023-04-27 | AMP | Sharpe Robert Francis JR | Dir | G - Gift | $0.00 | -75 | 3,625 | -2% | $0 |
| D | 2023-04-28 | 2023-04-26 | AMP | Sharpe Robert Francis JR | Dir | A - Grant | $0.00 | +649.55 | 37.2K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-27 | G | D | 75 | $0.00 | 3,625 | D | — | — | (F1) The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. |
| 2 | Derivative | Phantom Stock (Annual) | 2023-04-26 | A | A | 649.55 | $0.00 | 37,168.79 | D | — · — to — | 649.55 Common Stock | (F2) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. (F3) Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. |